Our Investment Compliance unit has wide-ranging experience in monitoring legal and contractually agreed investment limits, as well as handling plausibility checks of the share price used to value funds and their underlying investments.
In addition, our consultants can advise you on eligible assets and help you interpret existing sales prospectuses and structure new prospectuses.
Our services include:
- Monitoring statutory and contractually agreed investment limits
- Checking eligible assets
- Central processing of investment-related transactions (dividends, interest payments, maturities)
- Advice on formulating investment policy in the sales prospectus
- Calculation of leverage ratios
- EMIR contact
- Calculation of solvability coefficients